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MainSource Investment Services
Raymond James Financial Services Inc.

MainSource Bank, a subsidiary of MainSource Financial Group is pleased to make available investment and financial planning services offered exclusively through Raymond James Financial Services Inc., an established broker/dealer with years of experience providing such services through banks.

Who Is Raymond James Financial Services Inc.?

Raymond James Financial Services Inc. (RJFS) is a national financial services firm with approximately 4,800 financial advisors in more than 2200 locations throughout the United States, Canada, and overseas. The firm was founded in 1974 and is member of both the FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investors Protection Corporation). When you choose Raymond James Financial Services as your investment firm you benefit from the security and abundant resources of our parent company, Raymond James Financial. Established in 1962 and a public company since 1983, Raymond James Financial Inc. is listed on the New York Stock Exchange under the symbol RJF. Raymond James' subsidiaries provide a wide range of services to investors, including investment and financial planning; asset management; investment banking; and Wealth Management.

Products & Services of Raymond James Financial Services Inc.

Account Insurance
Raymond James & Associates is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). An explanatory brochure is available upon request or at sipc.org or by calling (202)371-8300.

Raymond James has purchased excess SIPC coverage through various syndicates of Lloyd's trust funds and Lloyd's Central Fund. The additional protection currently provided has an aggregate firm limit of $750 million, including a sub-limit of $1.9 million per customer for cash above basic SIPC for the wrongful abstraction of customer funds.

Account protection applies when an SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.


Asset Management:
We offer a wide variety of portfolio management services for individuals, corporations and trusts. In addition to our traditional investment accounts, a variety of fee-based accounts are available. Call or write for specific information on what would be best suited to your situation.
Bonds:
RJFS, through its affiliate Raymond James & Associates, Inc., has access to the government bond markets. In addition RJFS offers advice and consultation services for municipalities and issuers of municipal and corporate bonds.

Stocks:
We offer a wide range of securities on most major national, regional and international exchanges including listed stocks, ADR's, options, preferred stocks, and over-the-counter-stocks. In addition we often participate in secondary and initial public offerings through Raymond James Financial's Syndicate Department.

Insurance/Annuities:
Our insurance support services cover individual, corporate and group needs. We provide evaluations and quotes on life, health and disability insurance as well as both fixed and variable annuities from numerous insurance carriers.

Mutual Funds:
Choose from thousands of mutual funds including open and closed-end funds, no-load and load funds.

Research:
We offer recommendations; market commentaries and Raymond James & Associates nationally recognized 'Focus List.' Research reports and information are available on selected open and closed-end mutual funds, taxable and tax-exempt bonds and selected individual companies. If you would like to get a free report, contact Ritch Merk.

Wealth Management:
Our full service trust company offers a complete range of personal Wealth Management including: custody and safekeeping services; Wealth Management for lifestyle management, account management for wills and trusts, estate settlement services and personalized Wealth Management on a case by case basis.

Other:
Individualized financial planning and estate planning services are also available.

Office of Supervisory Jurisdiction:
201 N Broadway
Greensburg, Indiana 47240
Phone:(812)-663-4711

This site is published for residents of the United States only. Raymond James' Financial Advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Contact your local Raymond James office for information and availability.

Securities offered through Raymond James Financial Services, Inc., Member FINRA/SIPC, an independent broker/dealer, and are not insured by the FDIC or any other bank insurance, are not deposits or obligations of the bank, are not guaranteed by the bank, and are subject to risks, including the possible loss of principal. MainSource Investment Services, MainSource Bank, and MainSource Financial Group are independent of Raymond James. SPAN>

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